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Challenger Banks, whistleblowing and risk management

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Our upcoming Breakfast Briefing in March 2025 explores the critical role of whistleblowing in the risk management strategies of Challenger Banks. Join us for an insightful morning as industry experts discuss how robust whistleblowing frameworks can help mitigate risks, ensure regulatory compliance, and protect the integrity of challenger banks in today’s fast-paced financial environment.

Open and transparent: Protect welcomes new enforcement rules from the FCA

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Recently, the Chancellor made it known that he was not happy with the Financial Conduct Authority ‘s new proposals. Under the proposals, the regulator would publicly announce when they open an investigation into a firm – if they decided it was in the public interest to do so. They already have powers to do so, but only in exceptional circumstances.